Uncertainty Allowances: How CFOs Can Prepare For The Unexpected

By Jim DeLoach, Former Andersen Partner and currently a Managing Director at Protiviti

Copyright 2023 Forbes. This article originally appeared on Forbes CFO Network. Reprinted with permission. No further reproduction is permitted without permission from Forbes.

The interconnected disruptions roiling markets and industries today confront boards, CEOs and CFOs with more possible futures than they have ever had to consider. CFOs contending with uncertainties that resemble sci-fi plotlines (war, climate change, natural disasters, nuclear saber-rattling, beached container ships) are trending toward the approach that makes the most sense: Allow for the unexpected and prepare the organization for the most likely and extreme of those futures.

Doing so involves a combination of financial planning and analysis (FP&A) together with contingency planning—competencies that reside squarely in the CFO’s increasingly sophisticated wheelhouse.

An uncertain landscape presents an unclear future with multiple scenarios—so lean on FP&A

These risks—persistently high inflation, soaring interest rates, fears of recession, talent shortages, energy crises, climbing wages, regional conflicts, reshoring, near-shoring, friend-shoring and more—require finance leaders to develop “uncertainty allowances” by identifying possible alternative futures and preparing different plans to exploit the upsides and manage the downsides of the most plausible and extreme scenarios. Conducting this assessment requires CFOs to lead data-driven contingency planning activities across numerous domains, including strategy-setting and execution, capital expenditures, supply chain risk management, and human capital management.

A fully integrated FP&A capability equips finance leaders with the data inputs they need from across the enterprise as well as relevant external sources (economic and marketplace trends and indicators) to produce and update rolling forecasts, dynamic cash flow plans and scenario-driven assessments of the impact of changes in various economic and other market assumptions and emergence of various risks on the business. Allowing for all potential future challenges requires organizations to be flexible as they focus on the fundamentals and optimize their most promising revenue-generation opportunities while being prepared to shelve moonshot projects.

One key is validating data quality and integrity. Cross-functional collaboration ensures that all data feeding into FP&A are appropriate. Relevant inputs and robust analyses produce better scenarios and forecasts as well as more robust plans for adjusting to those future conditions. Knowledge is also king for finance groups, which need to identify and access data inputs that shed light on expenses and revenues related to supply chain and procurement, manufacturing, service lines, talent management, marketing, IT, treasury/cost of capital, and the rest of the business. In addition, regardless of whether the FP&A function is centralized or decentralized, it should be regarded by the business as credible, collaborative and communicative.

Prioritize cost optimization over cuts

Two other points are important to keep in mind when leveraging finance-led forecasts and scenarios to develop contingency plans. First, while many contingencies involve cost reductions, it is often more profitable to prioritize cost optimization over cuts. For example, rather than a broad objective to reduce purchasing activity by 10%, there may be more valuable opportunities to optimize procurement costs by making changes to sourcing, planning and/or supplier negotiations that yield similar and systemic structural savings without impeding the business areas that use those purchases to generate revenue.

Second, finance groups should develop a hierarchy for cost optimization initiatives. The plan should offer a menu of cost-saving steps that can be implemented as a possible future scenario (e.g., a severe recession) materializes, with targeted cost savings in the current and subsequent projection periods. Each initiative should be prioritized to create a scalable plan. Depending on the severity of the scenario or scenarios that materialize, some or all of the steps may be implemented.

Preparation breeds resilience: three key areas of focus

While contingency plans should be comprehensive, the following areas are great places for CFOs to focus their foundational work to help their organizations enhance resiliency by preparing for the unexpected:

Capex

As finance groups plan for contingencies affecting capital expenditures, they should focus on product and service lines likely to prove most resilient in each scenario, as well as revenue opportunities, payback periods, carrying costs and adjusted targeted rates of return. The CFO is responsible for determining what it costs to execute both short- and long-term strategic objectives, as well as the opportunity costs associated with delaying or permanently shelving capex investments. This determination can be of vital importance given the need for many companies to stay the course in modernizing their legacy technology infrastructures and investing in digital capabilities to stay connected with and continuously improve the customer experience. So if a severe downturn were to occur, the company should strive to exit it in a strong position conducive to growth.

Supply chain

As CFOs run through scenarios with supply chain leaders, they should identify and measure risk across all operations and regions. They also should assess risk across different time dimensions—current risks as well as those likely to pose challenges to short- and long-term operations based on the organization’s strategic direction. The plans developed to address these scenarios should not overemphasize cost factors; instead, costs should be evaluated and monitored in conjunction with supply chain reliability, resiliency and responsiveness.

Talent

Hiring freezes, reductions in force, compensation adjustments, reassignments and other people-related changes should be planned and executed with surgical precision and empathy amid a long-term talent shortage and challenges to attract and retain needed skills. CFOs should work closely with their chief human resources officers to ensure that talent strategy aligns with business strategy and that data-driven talent assessments and skills inventories are conducted semi-annually (or, better yet, quarterly) to identify and eliminate gaps that impede the achievement of business objectives. These skills inventories provide critical decision-making insights when reductions in force are needed and/or when difficult-to-source skills become available (due to less surgical layoffs by other companies) while also ensuring that sufficient resources are in place to pivot back to growth mode faster than the competition.

These three areas cover only a portion of the scope of a comprehensive contingency plan, but they represent a great start. An effective plan prioritizes, sequences and groups actionable steps by function and operating unit to establish clear ownership, authorities and accountabilities via key metrics that are managed against specified targets. Once the plan is completed, it should be reviewed and approved by the CEO and board of directors. Moreover, management should review the plan periodically—annually, at least—to ensure it remains current, and test its underlying assumptions, before finally briefing the board following such reviews.

The future cannot be prevented and remains uncertain, but CFOs can prepare the organization to be resilient when it arrives.

Check out Jim’s website.